 Option F |
:4!c/[8c]/4!c |
(Qualifier)(Data Source Scheme)(Indicator) |
Optional in mandatory sequence B
(Error code(s): T89)
| Order |
M/O |
Qualifier |
R/N |
CR |
Options |
Qualifier Description |
|---|---|---|---|---|---|---|
| 1 |
O |
PROC |
N |
|
F |
Processing Indicator |
| 2 |
O |
RPOR |
R |
|
F |
Reporting Indicator |
| 3 |
O |
PRIR |
N |
|
F |
Priority Indicator |
| 4 |
O |
BORR |
N |
|
F |
Automatic Borrowing Indicator |
| 5 |
O |
TTCO |
R |
|
F |
Trade Transaction Condition Indicator |
| 6 |
O |
INCA |
N |
|
F |
Investor Capacity Indicator |
| 7 |
O |
TRCA |
N |
|
F |
Party Capacity Indicator |
| 8 |
O |
PRIC |
N |
|
F |
Type of Price Indicator |
This qualified generic field specifies:
| BORR |
Automatic Borrowing Indicator |
Specifies the condition for automatic borrowing. |
| INCA |
Investor Capacity Indicator |
Role of the investor in the transaction. |
| PRIC |
Type of Price Indicator |
Specifies the type of transaction price. |
| PRIR |
Priority Indicator |
Specifies the execution priority of the instruction. |
| PROC |
Processing Indicator |
Specifies additional information relative to the processing of the trade. |
| RPOR |
Reporting Indicator |
Indicates information with regards to reporting. |
| TRCA |
Party Capacity Indicator |
Specifies the role of the party in the transaction. |
| TTCO |
Trade Transaction Condition Indicator |
Specifies the conditions under which the order/trade was executed. |
If Qualifier is PROC and Data Source Scheme is not present, Indicator must contain one of the following codes (Error code(s): K22):
| CLOP |
Close Position |
Trade is to close a position. |
| OPEP |
Open Position |
Trade is to open a position. |
If Qualifier is RPOR and Data Source Scheme is not present, Indicator must contain one of the following codes (Error code(s): K22):
| DEFR |
Deferred Report |
The report is deferred, for example, because the order was executed in partial fills. |
| EXCH |
Stock Exchange |
Trade details are to be reported to a stock exchange. This stock exchange is identified in the Other Parties sequence. |
| TRRE |
Trade Details Reported |
Trade details are to be reported to a regulatory organisation. This regulatory organisation is identified in the Other Parties sequence. |
If Qualifier is BORR and Data Source Scheme is not present, Indicator must contain one of the following codes (Error code(s): K22):
| LAMI |
Last Resort Borrowing |
Only last resort borrowing should be considered to make settlement occur. |
| NBOR |
No Automatic Borrowing |
No automatic borrowing should take place. |
| YBOR |
Automatic Borrowing |
Automatic borrowing should take place to effect settlement in case of insufficient financial instruments. |
If Qualifier is TTCO and Data Source Scheme is not present, Indicator must contain one of the following codes (Error code(s): K22):
| BCBL |
Board Lots |
Trade was executed on board lots; not set for odd lots (UK specific). |
| BCBN |
Bad Names |
Trade was executed on bad names, not set for good names (UK specific). |
| BCFD |
Form of Delivery |
Not for foreign registration when unset (UK specific). |
| BCPD |
Place of Delivery |
In country of incorporation when unset (UK specific). |
| BCRO |
Result of Option When Set |
Result of option when set (UK specific). |
| BCRP |
Result of Repo When Set |
Result of repo when set (UK specific). |
| CBNS |
Cum Bonus |
Trade was executed cum bonus. |
| CCPN |
Cum Coupon |
Trade was executed cum coupon. |
| CDIV |
Cum Dividend |
Trade was executed cum dividend. |
| CRTS |
Cum Rights |
Trade was executed cum rights. |
| CWAR |
Cum Warrants |
Trade was executed cum warrants. |
| GTDL |
Guaranteed Delivery |
Delivery of the financial instrument on settlement date is guaranteed. |
| MAPR |
Market Price |
The trade was executed at market price. |
| NEGO |
Negotiated Trade |
A negotiated trade is a trade for which the price is not the one quoted but an improved one that is, negotiated price. |
| NMPR |
Non-Market Price |
The trade was executed outside of normal market conditions (for example, in the case of an iceberg order). |
| SPCU |
Special Cum Dividend |
Trade was executed with a special cum dividend, that is, buying after the ex date and getting the dividend. |
| SPEX |
Special Ex Dividend |
Trade was executed with a special ex dividend, that is, selling before the ex date without the coupon. |
| XBNS |
Ex Bonus |
Trade was executed ex bonus. |
| XCPN |
Ex Coupon |
Trade was executed ex coupon. |
| XDIV |
Ex Dividend |
Trade was executed ex dividend. |
| XRTS |
Ex Rights |
Trade was executed ex rights. |
| XWAR |
Ex Warrants |
Trade was executed ex warrants. |
If Qualifier is INCA and Data Source Scheme is not present, Indicator must contain one of the following codes (Error code(s): K22):
| ELIG |
Eligible Counterparty |
MiFID classification of counterparty. Eligible customers are the most sophisticated level of investor, able to opt out of some of the protections afforded by conduct of business rules defined under MiFID. |
| PROF |
Professional Client |
MiFID classification of counterparty. Professional customers are, for example, investment firms, credit institutions, insurance companies. |
| RETL |
Retail Client |
MiFID classification of counterparty. Retail customers are the least sophisticated level of investor. |
If Qualifier is TRCA and Data Source Scheme is not present, Indicator must contain one of the following codes (Error code(s): K22):
| INFI |
Investment Firm |
Any legal person whose regular occupation or business is the provision of one or more investment services to third parties and/or the performance of one or more investment activities on a professional basis. |
| MKTM |
Market Maker |
Dealer or specialist that is trading for their own account in the OTC market. Market makers are expected to maintain an orderly market by being available to buy or sell. |
| MLTF |
Multi-Lateral Trading Facility |
Multilateral trading facility (MTF) is a multilateral system which brings together multiple third-party buying and selling interests in financial instruments in a way that results in a contract. |
| RMKT |
Regulated Market |
A regulated market is a market on which financial instruments can be traded according to rules defined by the stock exchange. |
| SINT |
Systematic Internaliser |
Firms which, on an organised, frequent and systematic basis, deal on their own account by executing client orders outside a regulated market or an MTF. SIs have the obligation to provide, and make public, a definite bid and offer quote for liquid securities. |
| TAGT |
Transfer Agent |
The party appointed by the Fund Management Company. It updates records of investor accounts to reflect the daily investor purchases, redemptions, switches, transfers, and re-registrations. It ensures the timely settlement of transactions, and may provide tax information to the investor and/or to its intermediaries. It may calculate, collect, and rebate commissions. It prepares and distributes confirmations reflecting transactions, resulting in unit or cash account movements to the investor or the investor's intermediary. It responds to inquiries concerning account status, and processes the income distribution. |
If Qualifier is PRIC and Data Source Scheme is not present, Indicator must contain the following code (Error code(s): K22):
| AVER |
Average Price |
Price is an average price. |
If Qualifier is PRIR and Data Source Scheme is not present, Indicator must contain a numerical value in the range 0001 - 9999 where 0001 refers to the highest priority (Error code(s): K22).
For Qualifier INCA, the use of the codes needs to be bi-laterally agreed.
