MT 535 Field Specifications

43. Field 93a: Balance

FORMAT

Option B	:4!c/[8c]/4!c/[N]15d	(Qualifier)(Data Source Scheme)(Quantity Type Code)(Sign)(Balance)
Option C	:4!c//4!c/4!c/[N]15d	(Qualifier)(Quantity Type Code)(Balance Type Code)(Sign)(Balance)

PRESENCE

Mandatory in optional subsequence B1b

QUALIFIER

(Error code(s): T89)

Order	M/O	Qualifier	R/N	CR	Options	Qualifier Description
1	M	AGGR	N	C7	B	Aggregate
	or	AWAS	N		B	Available With No Additional Status
	or	BLCA	N		B or C	Blocked Corporate Action
	or	BLOK	N		B or C	Blocked
	or	BLOT	N		B or C	Blocked Trading
	or	BLOV	N		B or C	Blocked Authenticity
	or	BODE	N		B or C	Pending Borrowed Delivery
	or	BORE	N		B or C	Pending Borrowed Receipt
	or	BORR	N		B or C	Borrowed
	or	CLEN	N		B or C	Tax Exempt
	or	COLA	N		B	Eligible for Collateral Purposes
	or	COLI	N		B or C	Collateral In
	or	COLO	N		B or C	Collateral Out
	or	DIRT	N		B or C	Non Tax Exempt
	or	DRAW	N		B or C	Drawn
	or	ISSU	N		B or C	Issued
	or	LOAN	N		B or C	On Loan
	or	LODE	N		B or C	Pending On Loan Delivery
	or	LORE	N		B or C	Pending On Loan Receipt
	or	MARG	N		B or C	Derivatives Margin Sub-balance
	or	NOMI	N		B or C	Registered
	or	OTHR	N		B or C	Unclassified
	or	PECA	N		B or C	Pending Corporate Action Receipt
	or	PEDA	N		B or C	Pending Corporate Action Delivery
	or	PEND	N		B or C	Pending Delivery
	or	PENR	N		B or C	Pending Receipt
	or	PLED	N		B or C	Pledged
	or	QUAS	N		B or C	Quasi-Issued
	or	REGO	N		B or C	Out for Registration
	or	RSTR	N		B or C	Restricted
	or	SPOS	N		B or C	Street Position
	or	TRAN	N		B or C	In Transshipment
	or	UNRG	N		B or C	Unregistered
2	O	AVAI	N	C9	B	Available Balance
3	O	NAVL	N	C9	B	Not Available Balance

DEFINITION

This qualified generic field specifies:

AGGR	Aggregate	Aggregate balance per place of safekeeping (for multiple place of safekeeping reporting ONLY).
AVAI	Available Balance	Total quantity of financial instruments of the aggregate balance that is available.
AWAS	Available With No Additional Status	Balance of financial instruments that are freely available with no specific additional status.
BLCA	Blocked Corporate Action	Balance of financial instrument blocked following a corporate action, including proxy activities.
BLOK	Blocked	Balance of financial instruments that are blocked.
BLOT	Blocked Trading	Balance of financial instruments that are blocked for trading.
BLOV	Blocked Authenticity	Balance of financial instruments that are blocked for verification of authenticity.
BODE	Pending Borrowed Delivery	Balance of financial instruments that are pending delivery in relation to a borrow transaction.
BORE	Pending Borrowed Receipt	Balance of financial instruments that are pending receipt in relation to a borrow transaction.
BORR	Borrowed	Balance of financial instruments that have been borrowed from another party.
CLEN	Tax Exempt	Balance of tax-exempt financial instruments.
COLA	Eligible for Collateral Purposes	Balance of financial instruments that are eligible for use for collateral purposes.
COLI	Collateral In	Balance of securities that belong to a third party and that are held for the purpose of collateralisation.
COLO	Collateral Out	Balance of securities that belong to the safekeeping account indicated within this message, and are deposited with a third party for the purpose of collateralisation.
DIRT	Non Tax Exempt	Balance of taxable financial instruments.
DRAW	Drawn	Balance of securities that are drawn for redemption.
ISSU	Issued	Balance for issued financial instrument where legal documentation has been received.
LOAN	On Loan	Balance of financial instruments, that have been loaned to a third party.
LODE	Pending On Loan Delivery	Balance of financial instruments that are pending delivery in relation to a lending transaction.
LORE	Pending On Loan Receipt	Balance of financial instruments that are pending receipt in relation to a lending transaction.
MARG	Derivatives Margin Sub-balance	Balance of securities that belong to the safekeeping account indicated within this message, and that are used as collateral for derivatives.
NAVL	Not Available Balance	Total quantity of financial instruments of the aggregate balance that is NOT available.
NOMI	Registered	Balance of securities that are registered (in the name of a nominee or of the beneficial owner).
OTHR	Unclassified	Balance of financial instrument that cannot be categorised, that is, is not identified with one of the existing sub-balance types.
PECA	Pending Corporate Action Receipt	Balance of financial instrument pending receipt following a corporate action.
PEDA	Pending Corporate Action Delivery	Balance of financial instrument pending delivery following a corporate action.
PEND	Pending Delivery	Balance of financial instruments that are pending delivery.
PENR	Pending Receipt	Balance of financial instruments that are pending receipt.
PLED	Pledged	Balance of securities that belong to the safekeeping account indicated within this message, and that are pledged.
QUAS	Quasi-Issued	Balance for issued financial instrument where legal documentation has not yet been received.
REGO	Out for Registration	Balance of financial instruments currently being processed by the institution responsible for registering the new beneficial owner (or nominee).
RSTR	Restricted	Balance of financial instruments that may only be sold under certain conditions or require legal documents.
SPOS	Street Position	Balance of financial instruments that remain registered in the name of the prior beneficial owner.
TRAN	In Transshipment	Balance of physical securities that are in the process of being transferred from one depository/agent to another.
UNRG	Unregistered	Balance of financial instruments that could not be registered due to foreign ownership limitation.

CODES

In option B, if Data Source Scheme is not present, Quantity Type Code must contain one of the following codes (Error code(s): K93):

AMOR	Amortised Value	Quantity expressed as an amount representing the current amortised face amount of a bond, for example, a periodic reduction/increase of a bond's principal amount.
FAMT	Face Amount	Quantity expressed as an amount representing the face amount, that is, the principal, of a debt instrument.
UNIT	Unit Number	Quantity expressed as a number, for example, a number of shares.

CODES

In option C, Quantity Type Code must contain one of the following codes (Error code(s): K93):

AMOR	Amortised Value	Quantity expressed as an amount representing the current amortised face amount of a bond, for example, a periodic reduction/increase of a bond's principal amount.
FAMT	Face Amount	Quantity expressed as an amount representing the face amount, that is, the principal, of a debt instrument.
UNIT	Unit Number	Quantity expressed as a number, for example, a number of shares.

CODES

In option C, Balance Type Code must contain one of the following codes (Error code(s): K93):

AVAI	Available	Sub-balance reported quantity is available.
NAVL	Not Available	Sub-balance reported quantity is not available.

NETWORK VALIDATED RULES

The integer part of Balance must contain at least one digit. A decimal comma ',' is mandatory and is included in the maximum length (Error code(s): T40,T43).

If Balance is zero, Sign must not be present (Error code(s): T14).

USAGE RULES

Sign must be present only when Balance is negative.

If the Available Balance and Not Available Balance are both provided, the total of the Available Balance and the Not Available Balance must equal the Aggregate Balance provided in the same sequence.

Eligible for Collateral Purposes subbalance (:93B::COLA) is only to be used in (I)CSD-participant communication or if bilaterally agreed between the Sender and Receiver.