 Option F |
:4!c/[8c]/4!c |
(Qualifier)(Data Source Scheme)(Indicator) |
| Option H |
:4!c//4!c |
(Qualifier)(Indicator) |
Mandatory in mandatory sequence C
(Error code(s): T89)
| Order |
M/O |
Qualifier |
R/N |
CR |
Options |
Qualifier Description |
|---|---|---|---|---|---|---|
| 1 |
M |
BUSE |
N |
C7, C10 |
H |
Buy/Sell Indicator |
| 2 |
O |
PRIC |
N |
|
F |
Type of Price Indicator |
| 3 |
O |
PROC |
N |
|
F |
Processing Indicator |
| 4 |
O |
RPOR |
R |
|
F |
Reporting Indicator |
| 5 |
O |
PRIR |
N |
|
F |
Priority Indicator |
| 6 |
O |
SETG |
N |
|
F |
Settlement Instruction Generation Indicator |
| 7 |
O |
TTCO |
R |
|
F |
Trade Transaction Condition Indicator |
| 8 |
O |
COST |
N |
|
F |
Commission Type Indicator |
| 9 |
M |
PAYM |
N |
|
H |
Payment Indicator |
| 10 |
O |
CATB |
N |
|
F |
Charges/Tax Basis Indicator |
| 11 |
O |
TRCN |
R |
|
F |
Trade Regulatory Conditions Indicator |
| 12 |
O |
CAOP |
N |
|
H |
Corporate Action Option Code Indicator |
| 13 |
O |
ECIO |
N |
|
F |
Capital Gain In/Out Indicator |
| 14 |
O |
TSTA |
N |
|
F |
TIS Calculated Indicator |
| 15 |
O |
YIEL |
N |
|
F |
Yield Type Indicator |
This qualified generic field specifies:
| BUSE |
Buy/Sell Indicator |
Specifies whether the transaction relates to the sale or purchase of financial instruments. |
| CAOP |
Corporate Action Option Code Indicator |
Specifies the corporate action options available to the account owner. |
| CATB |
Charges/Tax Basis Indicator |
Specifies the method used to calculate a charge/tax. |
| COST |
Commission Type Indicator |
Specifies the commission sharing type under which the order is to be executed. |
| ECIO |
Capital Gain In/Out Indicator |
Specifies whether the capital gain is in the scope of the EU Savings directive for the income realised upon the sale, refund or redemption of shares and units ( ...) (Article 6(1d)). |
| PAYM |
Payment Indicator |
Specifies whether the instruction is free or against payment. |
| PRIC |
Type of Price Indicator |
Specifies the type of transaction price. |
| PRIR |
Priority Indicator |
Specifies the execution priority of the trade. |
| PROC |
Processing Indicator |
Specifies additional information relative to the processing of the trade. |
| RPOR |
Reporting Indicator |
Indicates information with regards to reporting. |
| SETG |
Settlement Instruction Generation Indicator |
Specifies whether a settlement instruction must be generated by an Electronic Trade Confirmation (ETC) service provider. |
| TRCN |
Trade Regulatory Conditions Indicator |
Specifies the trade regulatory conditions, for example, in the US under SEC regulation 10.b.10. |
| TSTA |
TIS Calculated Indicator |
Specifies whether the fund calculates the TIS. |
| TTCO |
Trade Transaction Condition Indicator |
Specifies the conditions under which the order/trade was executed. |
| YIEL |
Yield Type Indicator |
Specifies the type of yield at which the transaction was effected. |
In option H, if Qualifier is BUSE, Indicator must contain one of the following codes (Error code(s): K22):
| BUYI |
Buy |
Transaction is a purchase of financial instrument by the instructing party. |
| CROF |
Cross From |
Transaction is a cross from (Funds Industry). |
| CROT |
Cross To |
Transaction is a cross to (Funds Industry). |
| DIVR |
Reinvestment of Dividend Order |
Transaction is a reinvestment of dividend order (Funds Industry. Not to be used for corporate actions). |
| FPOO |
FPO Order |
Transaction is an FPO (Follow on Public Offer) bid or order. |
| IPOO |
IPO Order |
Transaction is an IPO (Initial Public Offering) bid or order. |
| IPPO |
IPP Order |
Transaction is an IPP (Institutional Placement Programme) bid or order. |
| REDM |
Redemption |
Transaction is a redemption of funds. |
| SELL |
Sell |
Transaction is a sale of financial instrument by the instructing party. |
| SUBS |
Subscription |
Transaction is a subscription to funds. |
| SWIF |
Switch From |
Transaction is a change of an investment from one sub-fund to another sub-fund. |
| SWIT |
Switch To |
Transaction is a change of an investment from one sub-fund to another sub-fund. |
In option F, if Qualifier is PRIC and Data Source Scheme is not present, Indicator must contain one of the following codes (Error code(s): K22):
| AVER |
Average Execution Price |
Price is an average execution price. |
| AVOV |
Override of the Average Price |
Price is an override of the average price. |
| GREX |
Gross Execution Price |
Price is an all inclusive price, that is, including all charges, fees and taxes. |
| NET1 |
Net Price 1 |
Price is a net price, that is, net of all charges, taxes, or fees. |
| NET2 |
Net Price 2 |
Price is a net price, that is, net only of local broker's commission, local fees, or local taxes. |
| PARV |
Par Value |
Price is a par value or equal to the nominal or face value of the instrument. |
| RDAV |
Rounded Average Price |
Price is a rounded average price. |
In option F, if Qualifier is PROC and Data Source Scheme is not present, Indicator must contain one of the following codes (Error code(s): K22):
| CLOA |
Close Account |
Trade relates to a closure of an account. |
| CLOP |
Close Position |
Trade is to close a position. |
| OPEP |
Open Position |
Trade is to open a position. |
In option F, if Qualifier is RPOR and Data Source Scheme is not present, Indicator must contain one of the following codes (Error code(s): K22):
| DEFR |
Deferred Report |
The report is deferred, for example, because the order was executed in partial fills. |
| EXCH |
Stock Exchange |
Trade details are to be reported to a stock exchange. This stock exchange is identified in sequence E Other Parties. |
| TRRE |
Trade Details Reported |
Trade details are to be reported to a regulatory organisation. This stock regulatory organisation is identified in sequence E Other Parties. |
In option F, if Qualifier is SETG and Data Source Scheme is not present, Indicator must contain one of the following codes (Error code(s): K22):
| GENS |
Instruction Generation by ETC Provider |
Specifies if the ETC service provider is to generate a settlement instruction. |
| NOGE |
Not Instruction Generation by ETC Provider |
Specifies if the ETC service provider is not to generate a settlement instruction where a previous agreement to do so exists. |
In option F, if Qualifier is TTCO and Data Source Scheme is not present, Indicator must contain one of the following codes (Error code(s): K22):
| BCBL |
Board Lots |
Trade is to be executed on board lots; not set for odd lots (UK specific). |
| BCBN |
Bad Names |
Trade is to be executed on bad names, not set for good names (UK specific). |
| BCFD |
Form of Delivery |
Not for foreign registration when unset (UK specific). |
| BCPD |
Place of Delivery |
In country of incorporation when unset (UK specific). |
| BCRO |
Result of Option When Set |
Result of option when set (UK specific). |
| BCRP |
Result of Repo When Set |
Result of repo when set (UK specific). |
| BLKO |
Block Order |
Trade is a block trade, allocation instructions will follow. |
| BTEX |
Best Execution |
Trade was executed at best execution. |
| BTMI |
Bought Minus |
Bought minus indicator. |
| CALL |
Call |
Trade executed following the exercise of a call option on the security. |
| CBNS |
Cum Bonus |
Trade is executed cum bonus. |
| CCPN |
Cum Coupon |
Trade is executed cum coupon. |
| CDIV |
Cum Dividend |
Trade is executed cum dividend. |
| CLBR |
Closure Before Rollover |
Trade executed for closure of a previous position before the rollover of a position (Deferred Settlement Service). |
| CLEN |
Clean |
Trade is to be executed clean, that is, does not pay government tax on the accrued interest on the bond, and consequently price is higher. |
| CRST |
Cross Trade Allowed |
Cross trades are allowed whereby buy and sell orders are offset without recording the trade on the exchange. |
| CRTS |
Cum Rights |
Trade is executed cum rights. |
| CWAR |
Cum Warrants |
Trade is executed cum warrants. |
| DIOR |
Directed Order |
Trade is executed with a specific trading party. |
| DIRT |
Dirty |
Trade is executed dirty, that is, pay government tax on the accrued interest of the bond. |
| DORD |
Direct Order |
Trade is executed by a trading party other than the trading party to which the order is sent. In this case, the instructing party has traded with another broker which will subsequently send an advice of execution to the executing party. |
| FORW |
Forward Price |
Trade is based on forward price. Price was calculated after the close of the dealing period. |
| FRAC |
Fractional Parts Allowed |
Fractional parts allowed. |
| GTDL |
Guaranteed Delivery |
Delivery of the financial instrument on settlement date is guaranteed. |
| HIST |
Historic Price |
Trade is based on historic price. |
| MAPR |
Market Price |
The trade was executed at market price. |
| MONT |
Monthly |
Trade executed for month-end settlement (Deferred Settlement Service). |
| NBFR |
New Trade Following Rollover |
Trade executed for a new trade position on the next month following the rollover of a position (Deferred Settlement Service). |
| NCRS |
No Cross Trade Allowed |
No cross trade allowed. |
| NEGO |
Negotiated Trade |
A negotiated trade is a trade for which the price is not the one quoted but an improved one that is, negotiated price. |
| NMPR |
Non-Market Price |
The trade was executed outside of normal market conditions (for example, in the case of an iceberg order). |
| PETA |
PreTrade Anonymity |
Allows trader to explicitly request anonymity or disclosure in pre-trade market data feeds. Anonymity is relevant in markets where counterparties are regularly disclosed in order depth feeds. Disclosure is relevant when counterparties are not normally visible. |
| PUTT |
Putt |
Trade executed following the exercise of a put option on the security. |
| SETI |
Sold Exempt |
Trade is exempt from short-sale rules. |
| SPCU |
Special Cum Dividend |
Trade is executed with a special cum dividend, that is, buying after the ex date and getting the dividend. |
| SPEX |
Special Ex Dividend |
Trade is executed with a special ex dividend, that is, selling before the ex date without the coupon. |
| SPSI |
Sold Plus |
Sold plus indication. |
| SSTI |
Sold Short |
Sold short indication. |
| TEFR |
Trade Executed Following Rollover |
Trade executed this month following the rollover of positions. |
| TRFR |
Trade Following Rollover |
Trade executed on the next month following the rollover of positions. |
| XBNS |
Ex Bonus |
Trade is executed ex bonus. |
| XCPN |
Ex Coupon |
Trade is executed ex coupon. |
| XDIV |
Ex Dividend |
Trade is executed ex dividend. |
| XRTS |
Ex Rights |
Trade is executed ex rights. |
| XWAR |
Ex Warrants |
Trade is executed ex warrants. |
In option F, if Qualifier is COST and Data Source Scheme is not present, Indicator must contain one of the following codes (Error code(s): K22):
| CLDI |
Per Client Agreement |
Commission is as per client agreement. |
| FLAT |
Flat Fee |
Commission is a flat fee. |
| PERN |
Percentage of Principal in Basis Points |
Commission is a percentage of principal. |
| PERU |
Per Unit |
Commission is per unit of financial instrument. |
| PWCD |
Percentage Commission Waived as Cash Discount |
Commission is a percentage commission waived as cash discount. |
| PWEU |
Percentage Commission Waived as Additional Units |
Commission is a percentage commission waived as additional units. |
| SOFT |
Soft Dollar Commission Sharing |
Commission is a soft dollar percentage commission. |
| STEP |
Commission Sharing Type is for Step-out Trade |
Commission is for a step-out trade. |
In option H, if Qualifier is PAYM, Indicator must contain one of the following codes (Error code(s): K22):
| APMT |
Against Payment |
Against payment. |
| FREE |
Free |
Free. |
In option F, if Qualifier is CATB and Data Source Scheme is not present, Indicator must contain one of the following codes (Error code(s): K22):
| FLAT |
Charges/Tax Basis Flat or Absolute |
Charges/tax basis is flat or absolute for the trade being allocated. |
| PERU |
Charges/Tax Basis per Unit |
Charge/tax basis is per unit of financial instrument. |
In option F, if Qualifier is TRCN and Data Source Scheme is not present, Indicator must contain one of the following codes (Error code(s): K22):
| SOLI |
Solicited |
Trade was solicited by the executing broker. The broker has suggested to his client to buy/sell financial instruments. |
| USOL |
Unsolicited |
Trade was unsolicited. The client acts on its own without advice from the executing broker. |
In option H, if Qualifier is CAOP, Indicator must contain one of the following codes (Error code(s): K22):
| CASH |
Cash |
Distribution of cash to holders. |
| DRIP |
Reinvestment of Proceeds |
Reinvestment proceeds into securities. |
In option F, if Qualifier is ECIO and Data Source Scheme is not present, Indicator must contain one of the following codes (Error code(s): K22):
| EUSI |
Capital Gain In |
Capital gain is in the scope of the directive. |
| EUSO |
Capital Gain Out |
Capital gain is out of the scope of the directive. |
| UKWN |
Unknown |
Unknown whether capital gain is in or out of the scope of the directive. |
In option F, if Qualifier is TSTA and Data Source Scheme is not present, Indicator must contain one of the following codes (Error code(s): K22):
| TSIN |
TIS Not Calculated |
The fund is NOT calculating the taxable income per share within NAV. |
| TSIY |
TIS Calculated |
The fund is calculating the taxable income per share within NAV. |
| UKWN |
Unknown |
Unknown whether the fund is calculating the taxable income per share within NAV. |
In option F, if Qualifier is YIEL and Data Source Scheme is not present, Indicator must contain one of the following codes (Error code(s): K22):
| CALL |
To Call |
Transaction was effected at yield to call. |
| CURR |
Current |
Transaction was effected at current yield. |
| MATU |
Maturity |
Transaction was effected at yield to maturity. |
If Qualifier is PRIR and Data Source Scheme is not present, Indicator must contain a numerical value in the range 0001 - 9999 where 0001 refers to the highest priority (Error code(s): K22).
The qualifier CAOP is to be used for investment funds only, whereby the holder has the option to receive the distribution in cash or to reinvest in securities.
If field :22H::BUSE//SWIT is used, then in the linkage sequence reference must be made to the previous message sent and containing field :22H::BUSE//SWIF.
The qualifier BUSE, with codes SUBS, DIVR, REDM, CROF, CROT, SWIF and SWIT must only be used by institutions that are members of the Funds Closed User Group (CUG). Institutions that are not members of the Funds CUG and that send the MT 515 with any of the above codes will receive a NAK with error code G26.
