 Option L |
35x |
(Reporting Jurisdiction) |
Mandatory in optional subsequence B1
This field specifies the supervisory party to which the trade needs to be reported.
One of the following codes may be used:
| ASIC |
Australian Securities and Investments Commission (AU) |
| CAABASC
|
Alberta
|
| CABCBCSC
|
British Columbia
|
| CAMBMSC |
Manitoba Securities Commission (CA-MB) |
| CANBFCSC
|
New Brunswick
|
| CANLDSS
|
Newfoundland and Labrador
|
| CANSNSSC
|
Nova Scotia
|
| CANTNTSO
|
Northwest Territories
|
| CANUNSO
|
Nunavut
|
| CAONOSC |
Ontario Securities Commission (CA-ON) |
| CAPEIOSS
|
Prince Edward Island
|
| CAQCAMF |
Autorité des Marchés Financiers (CA-QC) |
| CASKFCAA
|
Saskatchewan
|
| CAYTOSS
|
Yukon
|
| CFTC |
Commodities Futures Trading Commission (US) |
| ESMA |
European Securities and Markets Authority (EU) |
| FFMS |
Federal Financial Markets Service (RU) |
| HKMA |
Hong Kong Monetary Authority (HK) |
| JFSA |
Japanese Financial Services Agency (JP) |
| MAS |
Monetary Authority of Singapore (SG) |
| OTHR |
Other |
| SEC |
Securities and Exchange Commission (US) |
If the code OTHR is used, the reporting jurisdiction must be identified in field 77A Additional Reporting Information.
