 Option L |
35x |
(Reporting Jurisdiction) |
Mandatory in optional subsequence C1
This field specifies the supervisory party for which the UTI was created or to which the trade needs to be reported.
One of the following codes may be used:
| ASIC |
Australian Securities and Investments Commission (AU) |
| CAABASC
|
Alberta
|
| CABCBCSC
|
British Columbia
|
| CAMBMSC |
Manitoba Securities Commission (CA-MB) |
| CANBFCSC
|
New Brunswick
|
| CANLDSS
|
Newfoundland and Labrador
|
| CANSNSSC
|
Nova Scotia
|
| CANTNTSO
|
Northwest Territories
|
| CANUNSO
|
Nunavut
|
| CAONOSC |
Ontario Securities Commission (CA-ON) |
| CAPEIOSS
|
Prince Edward Island
|
| CAQCAMF |
Autorité des Marchés Financiers (CA-QC) |
| CASKFCAA
|
Saskatchewan
|
| CAYTOSS
|
Yukon
|
| CFTC |
Commodities Futures Trading Commission (US) |
| ESMA |
European Securities and Markets Authority (EU) |
| FFMS |
Federal Financial Markets Service (RU) |
| HKMA |
Hong Kong Monetary Authority (HK) |
| JFSA |
Japanese Financial Services Agency (JP) |
| MAS |
Monetary Authority of Singapore (SG) |
| OTHR |
Other |
| SEC |
Securities and Exchange Commission (US) |
If the code OTHR is used, the reporting jurisdiction must be identified in field 72 Sender to Receiver
77A Additional Reporting
Information.
