When a broker is identified as a confirming party, the party capacity (:22F::TRCA) must be specified.
When an ETC service provider transfers a message from one institution to another, and when the originator of the message is not already identified in the confirmation parties sequence or the settlement parties sequence, then the originating party is identified in the other parties sequence as :95a::MEOR (Originator of Message).
When the statement is sent when there are no pending transactions, this must be specified in field 17B Activity Flag.
When the statement is for one safekeeping account, this account should be specified in the general information sequence. If the statement covers more than one safekeeping account, the account must be specified for every trade, within the confirmation parties sequence.
Pending trades may be reported and grouped in order of financial instrument or in order of status. At a minimum, the reference for each transaction must be reported. The level of information reported for each trade should depend on the requirements of the receiver of the statement.
When the same status occurs for the whole of the block trade, the master reference should be used in preference to reporting all of the individual allocations. The same guideline covers reporting on basket, index, list and program trades.
Since a SWIFT message as sent, is restricted to the maximum input message length, it is possible that several messages may be needed to accommodate all the information.