 Option A |
:4!c//[N]15d |
(Qualifier) (Sign) (Rate) |
| Option B |
:4!c//3!a/3!a/15d |
(Qualifier) (First Currency Code) (Second Currency Code) (Rate) |
| Option D |
:4!c//15d/15d |
(Qualifier) (Quantity) (Quantity) |
| Option E |
:4!c//4!c/[N]15d[/4!c] |
(Qualifier) (Rate Type Code) (Sign) (Rate) (Rate Status) |
| Option F |
:4!c//3!a15d |
(Qualifier) (Currency Code) (Amount) |
| Option J |
:4!c//4!c/3!a15d |
(Qualifier) (Rate Type Code) (Currency Code) (Amount) |
| Option K |
:4!c//4!c |
(Qualifier) (Rate Type Code) |
Optional
(Error code(s): T89)
This qualified generic field specifies:
| ADEX |
Additional for Existing Securities |
Quantity of additional securities for a given quantity of underlying securities where underlying securities are not exchanged or debited, eg, 1 for 1: 1 new share credited for every 1 underlying share = 2 resulting shares. |
| ADSR |
Additional for Subscribed Resultant Securities |
Quantity of additional rights/new shares awarded for a given quantity of securities derived from subscription. |
| ATAX |
Additional Tax |
Additional taxes which can not be defined by one of the other qualifiers. |
| CHAR
|
Charges/Fees
|
Amount of money or rate paid for the provision of financial services that cannot be categorised by another qualifier.
|
| CHAR |
Charges/Fees |
Charges/fees applied to the transaction. |
| EXCH |
Exchange Rate |
Currency exchange rate applicable for the CA event. |
| FLFR |
Fully Franked Rate |
Rate resulting from a fully franked dividend paid by Australian company; rate includes tax credit for companies that have made sufficient tax payments during the fiscal period. |
| FDIV |
Final Dividend Rate |
The dividend is known as Final. |
| FISC |
Fiscal Stamp |
Percentage of fiscal tax to apply. |
| FMRD |
Face Amount Reduction Rate |
The reduction rate in case of a nominal value reduction (the face value of the financial instrument changes). |
| GRSS |
Gross Dividend Rate |
Cash dividend amount per share before deductions or allowances have been made. |
| INCE |
Cash Incentive Rate |
Rate of the cash premium made available if the securities holder consents or participates to an event, e.g. consent fees. |
| INTR
|
Interest Rate
|
Annual rate of a financial instrument.
|
| INTR |
Interest Rate |
The annual interest rate or the current rate for a floating rate note. |
| INDF |
Indemnity on Fractions Rate |
Amount of indemnity or compensation paid by the issuer for remaining fractions. |
| LADT |
Local Tax (DE specific 1) |
Local tax (ZAS Anrechnungsbetrag) subject to interest down payment tax (proportion of interest liable for interest down payment tax/interim profit that is not covered by the tax exempt amount). |
| LIDT |
Local Tax (DE specific 2) |
Local tax (ZAS pflichtige Zinsen) interest liable for interest down payment tax (proportion of gross interest per unit/interim profits that is not covered by the credit in the interest pool). |
| LOTE |
Local Tax (DE specific 3) |
Local tax (Zinstopf) offset interest per unit against tax exempt amount (variation to offset interest per unit in relation to tax exempt amount). |
| LYDT |
Local Tax (DE specific 4) |
Local tax (Ertrag Besitzanteilig) yield liable for interest down payment tax. |
| NETT |
Net Dividend Rate |
Cash dividend amount per share after deductions or allowances have been made. |
| NEWO |
New to Old |
Quantity of new securities for a given quantity of underlying securities where the underlying securities will be exchanged or debited, eg, 2 for 1: 2 new shares credited for every 1 underlying share debited = 2 resulting shares. |
| NRES |
Non-Resident Rate |
Rate per share to which a non-resident is entitled. |
| NWRT |
New Securities to Underlying
|
Quantity of new equities
|
| OFFR |
Proposed Rate |
Rate proposed in a remarketing of variable rate notes. |
| OSUB |
Over-subscription Rate |
Rate of allowed over-subscription. |
| PDIV |
Provisional Dividend Rate |
The dividend is known as provisional. |
| PROR |
Pro-Ration Rate |
Proportionate allocation used for the offer. |
| PTSC
|
Percentage Sought
|
Percentage of securities the offeror/issuer will purchase or redeem under the terms of the event. This can be a number or the term 'any and all'.
|
| RATE
|
Applicable Rate
|
Rate applicable to the event announced, eg, redemption rate for a redemption event.
|
| PTSC |
Percentage of Total Share Capital Sought |
Percentage of the outstanding shares an offeror is looking to take over in voluntary actions such as tender offers. May also be used for other similar CA scenarios. |
| RDIS |
Reinvestment Discount Rate to Market |
Rate of discount for securities purchased through a reinvestment scheme as compared to the current market price of security. |
| SOFE |
Solicitation Fee Rate |
A cash rate made available in an offer in order to encourage participation in the offer. |
| TAXC |
Tax Credit Rate |
Cash amount per share allocated as the result of a tax credit. |
| TAXE
|
Tax Related Rate
|
Percentage of the gross dividend rate on which tax must be paid.
|
| TAXR |
Withholding tax Rate |
Percentage of a cash distribution that will be withheld by a tax authority. |
| TXIN |
Tax on Income |
Taxation applied on an amount clearly identified as an Income. |
| TXPR |
Tax on Profits |
Taxation applied on an amount clearly identified as Capital Profits, Capital Gains. |
| TXRC
|
Reclaim of Taxes Rate
|
Percentage of cash that was paid in excess of actual tax obligation and was reclaimed.
|
| WITF
|
Withholding of Foreign Tax
|
Rate at which the income will be withheld by the jurisdiction in which the income was originally paid, for which relief at source and/or reclaim may be possible.
|
| WITL
|
Withholding of Local Tax
|
Rate at which the income will be withheld by the jurisdiction in which the account owner is located, for which relief at source and/or reclaim may be possible.
|
| WITF |
Withholding of Foreign Tax |
Rate of foreign tax withheld by foreign tax authority with jurisdiction in the market where the issuer paid the income. |
| WITL |
Withholding of Local Tax |
Rate of local tax withheld by local tax authority with jurisdiction in the country where the custodial agent (global custodian) resides. |
CODESIf format option is E or J and if Qualifier is NETT, Rate Type Code must contain one of the following codes (Error code(s): K92):
| FLFR |
Fully franked. |
| UNFR |
Unfranked. |
| TXFR |
Tax free. |
| TXDF |
Tax deferred. |
| SOIC |
Sundry / Other income. |
| INTR |
Interest. |
| INCO |
Income Portion. |
| CAPO |
Capital Portion. |
| TXBL |
Taxable Portion. |
If format option is E
| FLFR |
Fully franked. |
| UNFR |
Unfranked. |
| TXFR |
Tax free. |
| TXDF |
Tax deferred. |
| SOIC |
Sundry / Other
|
| INTR |
Interest. |
| INCO |
Income Portion. |
| CAPO |
Capital Portion. |
| TXBL |
Taxable Portion. |
| LTCG
|
Long Term Capital Gain.
|
| STCG
|
Short Term Capital Gain.
|
If Qualifier is TAXC and format option is E or J, Rate Type Code must contain one of the following codes (Error code(s): K92):
| ACTX |
Advance corporation tax. |
| AVFI |
Avoir fiscal. |
| IMPU |
Imputed tax. |
| PREC |
Precompte. |
| TIER |
One-tier tax. |
CODESIf Qualifier is TAXE and format option is J, Rate Type Code must contain one of the following codes (Error code(s): K92):
| WITF |
Withholding of Foreign Tax. |
| WITL |
Witholding of Local Tax. |
| LIDT |
Local Tax (DE specific 2). |
If format option is K, Rate Type Code must contain one of the following codes (Error code(s): K92):
| OPEN |
Open-dated |
Rate has not been established. |
| UKWN |
Unknown Rate |
Rate is unknown by the Sender. |
CODESIf Qualifier is GRSS and format option is K, or Qualifier is INTR and format option is K, then the Rate Type Code must contain one of the following codes (Error code(s): K92):
| OPEN |
Open-dated |
Rate has not been established. |
| UKWN |
Unknown Rate |
Rate is unknown by the Sender. |
| NILP |
Nil Payment |
Rate will not be paid. |
Rate Status must contain one of the following codes (Error code(s): K92):
| ACTU |
Actual rate. |
| INDI |
Indicative rate. |
The integer part of Quantity must contain at least one digit. A decimal comma is mandatory and is included in the maximum length (Error code(s): T40, T43).
The integer part of Rate must contain at least one digit. A decimal comma is mandatory and is included in the maximum length (Error code(s): T40, T43).
The integer part of Amount must contain at least one digit. A decimal comma is mandatory and is included in the maximum length (Error code(s): T40, T43).
When Sign is present, Rate must not be zero (Error code(s): T14).
Currency Code, First and Second Currency Code must be valid ISO 4217 currency codes (Error code(s): T52).
ACTU is the default value for Rate Status.
Sign must be present when Rate is negative.
Except if notified differently in the rate definition, when used with format option A or E, the rate should be expressed as a percentage, not as a decimal fraction (12% should be identified by 12, and not 0,12).
Rate Type Code NILP (Nil Payment), available for use with rate qualifier GRSS (Gross Dividend Rate) and INTR (Interest Rate), can only be used with Corporate Action Event Types :22F::CAEV//DVCA (Cash Divident) and INTR (Interest Payment).
In field 92B::EXCH, the order of the two currencies is independent of the currencies in the amount and resulting amount fields. Therefore the exchange rate can be expressed as a reciprocal if required.
For the calculation of the rate itself, the First Currency Code will be the base currency and the Second Currency Code will be the quoted currency. (1,00 of First Currency Code = [Rate] of Second Currency Code).
