SWIFTStandards FIN - Category 5 - MT 536 Network Validated Rules

MT 536 Network Validated Rules

If the Activity Flag (field :17B:ACTI) in sequence A General Information is N, then sequence B must not be present. Otherwise, sequence B is mandatory (Error code(s): E66).

Sequence A if field :17B::ACTI is...	Sequence B is...
N	Not allowed
Y	Mandatory

If the instruction is against payment (:22H::PAYM//APMT) then it is mandatory to specify a Posting Amount (field :19A::PSTA). This rule applies to subsequence B1a2 (Error code(s): E83).

Subsequence B1a2 if field :22H::PAYM is...	Subsequence B1a2 then field :19A::PSTA is ...
APMT	Mandatory
Not equals APMT	Optional

In each occurrence of subsequence B1a, in subsequence B1a2, the following Party Fields cannot appear more than once (Error code(s): E84):

Subsequence B1a2a

:95a::BUYR

:95a::DEAG

:95a::DECU

:95a::DEI1

:95a::DEI2

:95a::DEI3

:95a::DEI4

:95a::DEI5

:95a::DEI6

:95a::DEI7

:95a::DEI8

:95a::DEI9

:95a::PSET

:95a::REAG

:95a::RECU

:95a::REI1

:95a::REI2

:95a::REI3

:95a::REI4

:95a::REI5

:95a::REI6

:95a::REI7

:95a::REI8

:95a::REI9

:95a::SELL

In other words, in subsequence B1a2, the following scenarios must be validated:

If :95a::DEI2 is present in subseq B1a2a, then :95a::DEI1 must be present in another subseq B1a2a.
If :95a::DEI1 is present in subseq B1a2a, then :95a::DECU must be present in another subseq B1a2a.
If :95a::DECU is present in subseq B1a2a, then :95a::SELL must be present in another subseq B1a2a.

If a qualifier from the list Receivers/1 is present in a subsequence B1a2a, in a field :95a::4!c, then all the remaining qualifiers following this qualifier in the list Receivers/1 (see below) must be present (Error code(s): E86).

In other words, in subsequence B1a2, the following scenarios must be validated:

If :95a::REI2 is present in subseq B1a2a, then :95a::REI1 must be present in another subseq B1a2a.
If :95a::REI1 is present in subseq B1a2a, then :95a::RECU must be present in another subseq B1a2a.
If :95a::RECU is present in subseq B1a2a, then :95a::BUYR must be present in another subseq B1a2a.

Deliverers		Receivers
DEI2	Deliverer's Intermediary 2	REI2	Receiver's Intermediary 2
DEI1	Deliverer's Intermediary 1	REI1	Receiver's Intermediary 1
DECU	Deliverer's Custodian	RECU	Receiver's Custodian
SELL	Seller (Deliverer)	BUYR	Buyer (Receiver)

If a qualifier from the list Deliverers/1 is present in a subsequence B1a2a, in a field :95a::4!c, then all the remaining qualifiers following this qualifier in the list Deliverers/1 (see below) must be present (Error code(s): E86).

In other words, in subsequence B1a2, the following scenarios must be validated:

If :95a::DEI9 is present in subseq B1a2a, then :95a::DEI8 must be present in another subseq B1a2a.

If :95a::DEI8 is present in subseq B1a2a, then :95a::DEI7 must be present in another subseq B1a2a.

If :95a::DEI7 is present in subseq B1a2a, then :95a::DEI6 must be present in another subseq B1a2a.

If :95a::DEI6 is present in subseq B1a2a, then :95a::DEI5 must be present in another subseq B1a2a.

If :95a::DEI5 is present in subseq B1a2a, then :95a::DEI4 must be present in another subseq B1a2a.

If :95a::DEI4 is present in subseq B1a2a, then :95a::DEI3 must be present in another subseq B1a2a.

If :95a::DEI3 is present in subseq B1a2a, then :95a::DEI2 must be present in another subseq B1a2a.

If :95a::DEI2 is present in subseq B1a2a, then :95a::DEI1 must be present in another subseq B1a2a.

If :95a::DEI1 is present in subseq B1a2a, then :95a::DECU must be present in another subseq B1a2a.

If :95a::DECU is present in subseq B1a2a, then :95a::SELL must be present in another subseq B1a2a.

If a qualifier from the list Receivers/1 is present in a subsequence B1a2a, in a field :95a::4!c, then all the remaining qualifiers following this qualifier in the list Receivers/1 (see below) must be present (Error code(s): E86).

In other words, in subsequence B1a2, the following scenarios must be validated:

If :95a::REI9 is present in subseq B1a2a, then :95a::REI8 must be present in another subseq B1a2a.

If :95a::REI8 is present in subseq B1a2a, then :95a::REI7 must be present in another subseq B1a2a.

If :95a::REI7 is present in subseq B1a2a, then :95a::REI6 must be present in another subseq B1a2a.

If :95a::REI6 is present in subseq B1a2a, then :95a::REI5 must be present in another subseq B1a2a.

If :95a::REI5 is present in subseq B1a2a, then :95a::REI4 must be present in another subseq B1a2a.

If :95a::REI4 is present in subseq B1a2a, then :95a::REI3 must be present in another subseq B1a2a.

If :95a::REI3 is present in subseq B1a2a, then :95a::REI2 must be present in another subseq B1a2a.

If :95a::REI2 is present in subseq B1a2a, then :95a::REI1 must be present in another subseq B1a2a.

If :95a::REI1 is present in subseq B1a2a, then :95a::RECU must be present in another subseq B1a2a.

If :95a::RECU is present in subseq B1a2a, then :95a::BUYR must be present in another subseq B1a2a.

Deliverers Receivers

DEI9 Deliverer's Intermediary 9 REI9 Receiver's Intermediary 9

DEI8 Deliverer's Intermediary 8 REI8 Receiver's Intermediary 8

DEI7 Deliverer's Intermediary 7 REI7 Receiver's Intermediary 7

DEI6 Deliverer's Intermediary 6 REI6 Receiver's Intermediary 6

DEI5 Deliverer's Intermediary 5 REI5 Receiver's Intermediary 5

DEI4 Deliverer's Intermediary 4 REI4 Receiver's Intermediary 4

DEI3 Deliverer's Intermediary 3 REI3 Receiver's Intermediary 3

DEI2 Deliverer's Intermediary 2 REI2 Receiver's Intermediary 2

DEI1 Deliverer's Intermediary 1 REI1 Receiver's Intermediary 1

DECU Deliverer's Custodian RECU Receiver's Custodian

SELL Seller (Deliverer) BUYR Buyer (Receiver)

Deliverers		Receivers
DEI9	Deliverer's Intermediary 9	REI9	Receiver's Intermediary 9
DEI8	Deliverer's Intermediary 8	REI8	Receiver's Intermediary 8
DEI7	Deliverer's Intermediary 7	REI7	Receiver's Intermediary 7
DEI6	Deliverer's Intermediary 6	REI6	Receiver's Intermediary 6
DEI5	Deliverer's Intermediary 5	REI5	Receiver's Intermediary 5
DEI4	Deliverer's Intermediary 4	REI4	Receiver's Intermediary 4
DEI3	Deliverer's Intermediary 3	REI3	Receiver's Intermediary 3
DEI2	Deliverer's Intermediary 2	REI2	Receiver's Intermediary 2
DEI1	Deliverer's Intermediary 1	REI1	Receiver's Intermediary 1
DECU	Deliverer's Custodian	RECU	Receiver's Custodian
SELL	Seller (Deliverer)	BUYR	Buyer (Receiver)

If the message is a cancellation, ie, Function of the Message (field 23G) is CANC, then subsequence A1 (Linkages) ~~Linkages~~ must be present at least once ~~and a reference to the previous message must be specified~~ in the message, and in one and only in one occurrence of A1, ~~Linkage section, ie,~~ field :20C::PREV must be present; consequently, ~~minimum once~~ in all other occurrences of A1, field :20C::PREV is not allowed ~~that message~~ (Error code(s): E08).

Sequence A if field :23G: is...	then subsequence A1 is...	and ~~in minimum one occurrence of subsequence A1~~ field :20C::PREV is...
CANC	Mandatory (minimum one occurrence of A1 must be present)	Mandatory in one occurrence of subseq. A1, and not allowed in all other occurrences of subseq. A1
NEWM	Optional	N.A.
~~CANC~~	~~Mandatory, ie minimum one occurrence of A1~~	Mandatory (note: it does not need to be present in all occurrences of A1)
~~Not CANC~~	~~Optional~~	~~Optional~~

In subsequence B1a2a, if field :95a::PSET is present, then field :97a::SAFE is not allowed in the same sequence (Error code(s): E52).

Subsequence B1a2a if field :95a::PSET is...	Subsequence B1a2a then field :97a::SAFE is...
Present	Not allowed within the same occurrence
Not Present	Optional

If in sequence A field :17B::CONS=Y, then in every occurrence of sequence B Sub-safekeeping Account, field :97a::SAFE and field :17B::ACTI are mandatory (Error code(s): E56).

This check only applies when sequence B Sub-safekeeping Account is present as per rule C1, ie, in sequence A, field :17B::ACTI=Y.

Sequence A if field :17B::ACTI is...	then sequence B is...	and sequence A if field :17B::CONS is...	then in every occurrence of Sequence B field :97a::SAFE and field :17B::ACTI are ...
Y	Mandatory i.e. minimum one occurrence	Y	Mandatory
Y	Mandatory i.e. minimum one occurrence	N	Not allowed
N	Not allowed	N.A.	N.A.

If the Activity Flag (field :17B::ACTI) in sequence B Sub-safekeeping Account indicates no information to be reported, ie, N, then subsequence B1 Financial Instrument must not be present. Subsequence B1 Financial Instrument is otherwise mandatory (Error code(s): E69).

This check only applies when sequence B Sub-safekeeping Account is present per rule C1, ie, in sequence A, field :17B::ACTI=Y.

Sequence A if field :17B::ACTI is...	then sequence B is...	in every occurrence of sequence B if field :17B::ACTI is...	in the same occurrence of sequence B then subsequence B1 is...
Y	Mandatory i.e. minimum one occurrence	Y	Mandatory i.e. minimum one occurrence
		N	Not allowed
		Not present	Mandatory i.e. minimum one occurrence
N	Not allowed	N.A.	N.A.

In each occurrence of subsequence B1a2, field :36B::PSTA is not allowed to be repeated more than once. When repeated, one occurrence must have Quantity Type Code FAMT and the other occurrence must have Quantity Type Code AMOR (Error code(s): C71).

Sequence B1a2 if field :36B::PSTA is...	Then one occurrence of :36B::PSTA must be...	And the other occurrence of :36B::PSTA must be...
Repeated	:36B::PSTA//FAMT	:36B::PSTA//AMOR
Not Repeated	N.A.	N.A.

C10

A reference to the previously received message must be specified for each transaction reported, i.e. in each occurrence of subsequence B1a Transaction, field :20C::RELA must be present in one and only one occurrence of subsequence B1a1 Linkages; field :20C::RELA is not allowed in all other occurrences of subsequence B1a1 (Error code(s): C73)