MT 535 Field Specifications

41. Field 93a: Balance

FORMAT

Option B	:4!c/[8c]/4!c/[N]15d	(Qualifier) (Data Source Scheme) (Quantity Type Code) (Sign) (Balance)
Option C	:4!c//4!c/4!c/[N]15d	(Qualifier) (Quantity Type Code) (Balance Type Code) (Sign) (Balance)

PRESENCE

Mandatory in an optional sequence

QUALIFIER

(Error code(s): T89)

Order	M/O	Qualifier	R/N	CR	Options	Qualifier Description
1	M	AGGR	N	C8	B	Aggregate
	or	AWAS	N		B	Available With No Additional Status
	or	BLCA	N		B or C	Blocked Corporate Action
	or	BLOK	N		B or C	Blocked
	or	BORR	N		B or C	Borrowed
	or	CLEN	N		B or C	Tax Exempt
	or	COLI	N		B or C	Collateral In
	or	COLO	N		B or C	Collateral Out
	or	DIRT	N		B or C	Non Tax Exempt
	or	DRAW	N		B or C	Drawn
	or	LOAN	N		B or C	On Loan
	or	MARG	N		B or C	Derivatives Margin Sub-balance
	or	NOMI	N		B or C	Registered
	or	OTHR	N		B or C	Unclassified
	or	PDMT	N	C6	B or C	Pending delivery matched balance
	or	PDUM	N	C6	B or C	Pending delivery unmatched balance
	or	PRMT	N	C7	B or C	Pending receipt matched balance
	or	PRUM	N	C7	B or C	Pending receipt unmatched balance
	or	PECA	N		B or C	Pending Corporate Action Receipt
	or	PEDA	N		B or C	Pending Corporate Action Delivery
	or	PEND	N		B or C	Pending Delivery
	or	PENR	N		B or C	Pending Receipt
	or	PLED	N		B or C	Pledged
	or	REGO	N		B or C	Out for Registration
	or	RSTR	N		B or C	Restricted
	or	SPOS	N		B or C	Street Position
	or	TRAN	N		B or C	In Transshipment
	or	UNRG	N		B or C	Unregistered
2	O	AVAI	N	C10	B	Available Balance
3	O	NAVL	N	C10	B	Not Available Balance

DEFINITION

This qualified generic field specifies:

AGGR	Aggregate	Aggregate balance per place of safekeeping (for multiple place of safekeeping reporting ONLY).
AWAS	Available With No Additional Status	Balance of securities that are freely available with no specific additional status.
BLCA	Blocked Corporate Action	Balance of financial instrument blocked following a corporate action, including proxy activities.
BLOK	Blocked	Balance of securities that are blocked.
BORR	Borrowed	Balance of securities that have been borrowed from another party.
CLEN	Tax Exempt	Balance of tax-exempt securities.
COLI	Collateral In	Balance of securities that belong to a third party and that are held for the purpose of collateralisation.
COLO	Collateral Out	Balance of securities that belong to the safekeeping account indicated within this message, and are deposited with a third party for the purpose of collateralisation.
DIRT	Non Tax Exempt	Balance of taxable securities.
DRAW	Drawn	Balance of securities that are drawn for redemption.
LOAN	On Loan	Balance of securities, that have been loaned to a third party.
NOMI	Registered	Balance of securities that are registered (in the name of a nominee or of the beneficial owner).
MARG	Derivatives margin	Balance of securities that belong to the safekeeping account indicated within this message, and that are used as collateral for derivatives.
OTHR	Unclassified	Balance of securities that is unclassified, ie, is not identified with one of the existing sub-balance types.
PDMT	Pending delivery matched balance	Balance of financial instruments pending delivery that have been matched. securities pending delivery that have been matched. CSD - participants communication only.
PDUM	Pending delivery unmatched balance	Balance of financial instruments pending delivery that have been unmatched. securities pending delivery that are unmatched. CSD - participants communication only.
PRMT	Pending receipt matched balance	Balance of financial instruments pending receipt that have been matched. securities pending receipt that have been matched. CSD - participants communication only.
PRUM	Pending receipt unmatched balance	Balance of financial instruments pending receipt that are unmatched. securities pending receipt that are unmatched. CSD - participants communication only.
PECA	Pending Corporate Action Receipt	Balance of financial instrument pending receipt following a corporate action.
PEDA	Pending Corporate Action Delivery	Balance of financial instrument pending delivery following a corporate action.
PECA	Pending Corporate Action	Balance of securities, that are involved in a CA. Securities blocked due to a CA (proxy, in escrow...) are to be identified in the BLOK sub-balance.
PEND	Pending Delivery	Balance of securities that are pending delivery.
PENR	Pending Receipt	Balance of securities that are pending receipt.
PLED	Pledged	Balance of securities that belong to the safekeeping account indicated within this message, and that are pledged.
REGO	Out for Registration	Balance of securities currently being processed by the institution responsible for registering the new beneficial owner (or nominee) of securities after a transaction has settled.
RSTR	Restricted	Balance of securities that may only be sold under certain conditions or require legal documents.
SPOS	Street Position	Balance of securities that remain registered in the name of the prior beneficial owner of securities.
TRAN	In Transshipment	Balance of physical securities that are in transshipment, eg, in the process of being transferred from one depository or agent to another.
UNRG	Unregistered	Balance of securities that could not be registered due to foreign ownership limitation.
AVAI	Available Balance	Total quantity of securities of the aggregate balance that is available.
NAVL	Not Available Balance	Total quantity of securities of the aggregate balance that is NOT available.

CODES

If Data Source Scheme is not present, Quantity Type Code must contain one of the following codes (Error code(s): K93):

FAMT	Face Amount	Quantity expressed as the face amount of the principal of a debt instrument.
UNIT	Unit	Quantity is expressed as a number, eg, a number of shares.
AMOR	Amortised	Quantity represents the current amortised face amount of a bond, eg, a periodic reduction of a bond's principal amount.

CODES

If format is option C, Balance Type Code must contain one of the following codes (Error code(s): K93):

AVAI	Available	Securities are available for any purpose.
NAVL	Not Available	Securities are not available for settlement.

NETWORK VALIDATED RULES

The integer part of Balance must contain at least one digit. A decimal comma ',' is mandatory and is included in the maximum length (Error code(s): T40, T43).

When Sign is present, Balance must not be zero (Error code(s): T14).

USAGE RULES

Sign must be present only when Balance is negative.

If the Available Balance and Not Available Balance are both provided, the total of the Available Balance and the Not Available Balance should equal the Aggregate Balance provided in the same sequence.