: Party Capacity Indicator
: Party Capacity Indicator
| Option F |
:4!c/[8c]/4!c |
(Qualifier) (Data Source Scheme) (Indicator) |
Optional
(Error code(s): T89)
| Order |
M/O |
Qualifier |
R/N |
CR |
Options |
Qualifier Description |
|---|---|---|---|---|---|---|
| 1
|
O
|
TRCA
|
N
|
|
F
|
Party Capacity Indicator
|
| 1 |
O |
TRCA |
N |
|
F |
Party Capacity Indicator |
| 2 |
O |
PORT |
N |
|
F |
Class of Portfolio/Fund Indicator |
This qualified generic field specifies:
| TRCA |
Role of the broker in the transaction. |
| TRCA |
Role of the broker in the transaction. |
| PORT |
Identifies the type of account for tax purposes. |
When Data Source Scheme is not present, and Qualifier is TRCA, Indicator must contain one of the following codes (Error code(s): K22):
| AGEN |
Trading as agent. |
| BAGN |
Acting as agent for both customer and another person. |
| CAGN |
Crossing as agent. |
| CPRN |
Crossing as principal. |
| OAGN |
Acting as agent for person other than customer. |
| PRAG |
Acting as agent for some executions and principal for others in the transaction. |
| PRIN |
Trading as principal. |
CODESWhen Data Source Scheme is not present, and Qualifier is PORT, Indicator must contain one of the following codes (Error code(s): K22):
| BRDE |
Broker/Dealer account. |
| ERIS |
ERISA account. |
| HEDG |
Hedge fund. |
| INDI |
Individual account. |
| INST |
Institutional account. |
| INSU |
Insurance account. |
| KACC |
401(k) account. |
| MNGD |
Managed account. |
| MUTU |
Mutual fund. |
| NOPU |
Non-public account. |
| OTHR |
Other. |
| PENS |
Pension fund. |
| UTRU |
Unit trust. |
